The notion of “identity” is a recurring problem both in
physics and in the nature of consciousness.
Philosophers love to discuss consciousness with brain-in-a-vat type thought
experiments involving brain copying. The
typical argument goes something like this:
i) The
brain creates consciousness.
ii) It is
physically possible to copy the brain and thereby create two people having the
same conscious states.
iii) Two
people having the same conscious states each identifies as the “actual” one, but
at least one is incorrect.
iv) Therefore,
conscious identity (aka personal identity) is an illusion.
I spent a long time in Section II of this paper explaining why
questioning the existence of conscious identity is futile and why the above
logic is either invalid or inapplicable.
Yes, we have a persistent (or “transtemporal”) conscious identity; doubting
that notion would unravel the very nature of scientific inquiry. Of course, you might ask why anyone
would actually doubt if conscious identity exists. Suffice it to say that this wacky viewpoint
tends to be held by those who subscribe to the equally wacky Many Worlds
Interpretation (“MWI”) of quantum mechanics, which is logically inconsistent
with a transtemporal conscious identity.
I showed in Section III of the above paper why special
relativity prevents the existence of more than one instantiation of a physical
state creating a particular conscious state.
In other words, at least one of assumptions i) and ii) above is
false. For whatever reason, the universe
prohibits the duplication or repeating of consciousness-producing physical
states. In Section IV(A) of the same
paper, I suggested some possible explanatory hypotheses for the mechanism(s) by
which such duplications may be physically prevented, such as quantum
no-cloning.
Nevertheless, the philosopher’s argument seems
irresistible... after all, why can’t we make a “perfect” copy of a
brain? If multiple instances of the same
conscious state are physically impossible then what is the physical explanation
for why two consciousness-producing physical states cannot be identical? I finally realized that conscious identity implies
physical identity. In other words, if
conscious identity is preserved over time, then physical identity must also be
preserved over time, and this may help explain why the philosopher’s
brain-copying scheme is a nonstarter.
I’d been struggling for some time with the notion of
physical identity, such as in this blog
post and this preprint. The problem can be presented a couple ways:
·
According to the Standard Model of
physics, the universe seems to be made up of only a handful of fundamental
particles, and each of these particles is “identical” to another. For example, any two electrons are identical,
as are any two protons, or any two muons, etc.
The word “identical” is a derivative of “identity,” so it’s easy to
confuse two “identical” electrons as being indistinguishable and thus having
the same (or indistinct) identities. So
if all matter is made up of atoms comprising electrons, protons, and neutrons,
then how can any particular clump of atoms have a different identity than
another clump made of the same type of atoms?
·
Let’s assume that consciousness is created by
physical matter and that physical matter is nothing but a collection of
otherwise identical electrons, protons, and neutrons. In the above paper I showed that if
conscious identity exists, then conscious states cannot be copied or repeated. And that means there is something
fundamentally un-copiable about the physical state that creates a particular
conscious state, which would seem odd if all matter is fundamentally
identical.
·
Consciousness includes transtemporal identity. Assuming physicalism is true, then conscious
states are created by underlying physical states, which means those physical
states must have identity. But physics
tells us that physical matter comprises otherwise identical particles.
I finally realized that this problem can be solved if
particles, atoms, etc., can themselves have identity. (I do not mean conscious identity...
simply that it makes sense to discuss Electron “Alice” and Electron “Bob” and
keep track of them separately... that they are physically distinguishable.) An object’s identity can be determined by
several factors (e.g., position, entanglements and history of interactions,
etc.) and therefore can be distinguished from another object that happens to
comprise the same kind of particles. Two
physically “identical” objects can still maintain separate “identities” to the
extent that they are distinguishable.
And we can distinguish (or separately identify) two objects, no matter
how physically similar they may otherwise be, by their respective histories and
entanglements and how those histories and entanglements affect their future
states.
Where does physical identity come from? It is a necessary consequence of the laws of
physics. For instance, imagine we have
an electron source in the center of a sphere, where the sphere’s entire surface
is a detector (assume 100% efficiency) that is separated into hemispheres A and
B. The detector is designed so that if
an electron is detected in hemisphere A, an alarm immediately sounds, but if it
is detected in hemisphere B, a delayed alarm sounds one minute later. The source then emits an electron, but we do
not immediately hear the alarm. What do
we now know? We know that an electron
has been detected in hemisphere B and that we will hear an alarm in one
minute. Because we know this for
certain, we conclude that the detected electron is the same as the
emitted electron. It has the same
identity. The following logical
statement is true:
(electron emitted)
∩ (no detection in hemisphere A) à (detection in hemisphere B)
But more importantly, the fact that the above
statement is true itself implies that the electron has identity. In other words:
[(electron
emitted) ∩ (no detection in hemisphere A) à (detection in
hemisphere B)]
à
(the electron emitted is the electron detected in hemisphere B)
(On retrospect, I feel like this is obvious. Of course physical identity is
inherent in the laws of physics. How
could Newton measure the acceleration of a falling apple if it’s not the same
apple at different moments in time?)
So if electrons can have identity, then in what sense are
they identical? Can they lose their
identity? Yes. Imagine Electron Alice and Electron Bob, each
newly created by an electron source and having different positions (i.e., their
distinct wave packets providing their separate identities). The fact that they are distinguishable maintains
their identity. For example, if we
measure an electron where Electron Bob cannot be found, then we know it was
Electron Alice. However, electrons, like
all matter, disperse via quantum uncertainty.
So what happens if their wave functions overlap so that an electron
detection can no longer distinguish them?
That’s when Bob and Alice lose their identity. That’s when there is no fact about which
electron is which. (As a side note, Electron
Bob could not have a conscious identity given that when he becomes
indistinguishable with Electron Alice, even he cannot distinguish Bob from
Alice. This suggests that conscious
identity cannot even arise until physical identity is transtemporally secured.)
This realization clarified my understanding of conscious
identity. My body clearly has an
identity right now in at least the same sense that Electron Bob does. What would it take to lose that physical
identity? Well, it wouldn’t be enough to
make an atom-by-atom copy of the atoms in my body (call it “Andrew-copy”), because
Andrew-copy would still be distinguishable from me by nature, for example, of
its different location. Rather, the wave
functions of every single particle making up my body and the body of
Andrew-copy would have to overlap so that we are actually indistinguishable. But, as I showed in this paper, that kind of
thing simply can’t happen with macroscopic objects in the physical universe
because of the combination of slow quantum dispersion with fast decoherence.
What would it take for me to lose my conscious identity
(or copy it, or get it confused with another identity, etc.)? Given that conscious states cannot be
physically copied or repeated, if conscious identity depends only the particular
arrangement of otherwise identical particles that make up matter, then we need
a physical explanation for what prevents the copying of that particular
arrangement. But if conscious identity
depends on not just the arrangement of those (otherwise identical)
particles but also on their physical distinguishability, then the
problem is solved. Here’s why. Two macroscopic objects, like bowling balls,
will always be physically distinguishable in this universe. Bowling Ball A will always be identifiably
distinct from Bowling Ball B, whether or not any particular person can
distinguish them. So if my conscious
identity depends at least in part on the physical distinguishability of the
particles/atoms/objects that create my consciousness, then that fact alone would
explain why conscious states (and their corresponding transtemporal identity)
cannot be copied.
Let me put this another way. Identity is about distinguishability. It is possible for two electrons to be physically
indistinguishable, such as when the wave states of two previously
distinguishable electrons overlap.
However, it is not possible, in the actual universe, for a cat (or any
macroscopic object) and another clump of matter to be physically indistinguishable
because it is not possible for the wave states of these two macroscopic objects
to overlap, no matter how physically similar they may otherwise be. A cat’s physical identity cannot be lost by
trying to make a physical copy of it. It
is not enough to somehow assemble a set of ≈10^23 atoms that are physically
identical to, and in a physically identical arrangement as, the ≈10^23 atoms
comprising the cat. Each of those
constituent atoms also has a history of interactions and entanglements that
narrowly localize their wave functions to such an extent that overlap of those
wave functions between corresponding atoms of the original cat and the copy cat
is physically impossible. (See note
below on the Myth of the Gaussian.)
Imagine that someone has claimed to have made a “perfect
copy” of me in order to prove that conscious identity is just an illusion. He claims that Andrew-copy is
indistinguishable from me, that no one else can tell the difference, that the
copy looks and acts just like me. Of
course, I will know that he’s wrong: even if no one else can distinguish the
copy from me, I can. And
that alone is enough to establish that Andrew-copy is not a perfect copy. But now I understand that my conscious
identity implies physical identity – that my ability to distinguish Andrew-copy
from me also implies physical distinguishability. There is no such thing as a perfect
physical copy of me. Even if the
atoms in Andrew-copy are in some sense the same and in the same configuration
as those in my body, and even if some arbitrary person cannot distinguish me
from Andrew-copy, the universe can. The atoms in Andrew-copy have a history and
entanglements that are distinguishable from the atoms in my body, the net
result being that the two bodies are physically distinguishable; their separate
physical identities are embedded as facts in the history of the universe.
So if the universe can distinguish me from Andrew-copy,
then why should it be surprising that I can distinguish myself from Andrew-copy
and that I have an enduring conscious identity?
The question is not whether some evil genius can make a physical copy of
my body that is indistinguishable to others. The question is whether he can make a copy
that is indistinguishable to me or the universe. And the answer is that he can’t because making that copy violates special
relativity.
Note on the Myth of the Gaussian:
Physicists often approximate wave functions in the
position basis as Gaussian distributions, in large part because Gaussians have
useful mathematical properties, notably that the Fourier transform of a
Gaussian is another Gaussian. Because
the standard deviation of a Gaussian is inversely related to the standard
deviation of its Fourier transform, it clearly demonstrates the quantum
uncertainty principle whereby the commutator of two noncommuting operators is
nonzero. An important feature of a
Gaussian is that it is never zero for arbitrarily large distances from the
mean. This treatment of wave functions
often misleads students into believing that wave functions are or must be
Gaussian and that: a) an object can be found anywhere; and b) the wave states
of any two arbitrary identical objects always overlap. Neither is true.
Regarding a), physics students are often given the
problem of calculating the probability that his/her body will quantum
mechanically tunnel through a wall, or even tunnel to Mars; the calculation
(which is based on the simple notion of a particle of mass M tunneling through
a potential barrier V) always yields an extremely tiny but nonzero probability. But that’s wrong. Setting aside the problem with special relativity
– i.e., if I am on Earth now, I can’t be measured a moment later on Mars
without exceeding the speed of light – the main problem is physical
distinguishability. The future
possibilities for my body (and its physical constituents) are limited by their
histories and entanglements.
While some electron may, due to quantum dispersion or
being trapped in a potential well, develop a relatively wide quantum wave packet
over time whose width “leaks” to the other side of the wall/potential barrier,
this requires that the electron remain unmeasured (i.e., with no new
correlations) during that time period.
But the particles and atoms in a human body are constantly “measuring
each other” through decoherence so that their individual wave packets remain
extremely tightly localized. In other
words, my body doesn’t get quantum mechanically “fuzzy” or “blurry” over
time. Thus none of the wave packets of
the objects comprising my body get big enough to leak through (or even to) the
wall. More to the point, the QM “blurriness”
of my body is significantly less than anything that can be seen... I haven’t
done the calculation, but the maximum width of any wave packet (not the FWHM of
a Gaussian, which extends to infinity, but the actual maximum extent) is much,
much, much smaller than the wavelength of light.
As I showed above, physical distinguishability is an
inherent feature of the physical world.
An object that appeared on the other side of the wall that happened to
look like my body would be physically distinguishable from my body and cannot
be the same. That is, there is no sense
in which the body that I identify as mine could quantum mechanically tunnel to
Mars or through a wall – that is, there is ZERO probability of me tunneling to
Mars or through a wall. If I have just
been measured in location A (which is constantly happening thanks to constant decohering
interactions among the universe and the objects comprising my body), then
tunneling to location B requires an expansion of the wave packets of those
objects to include location B – i.e., my tunneling to B requires a location superposition
in which B is a possibility. But past
facts, including the fact that I am on Earth (or this side of the wall) right
now have eliminated all configurations in which my body is on Mars (or on the
other side of the wall) a moment later.